SFC Licences of CAO Hui 曹輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司
RE 1 24 July 2017 21 September 2018
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司
RE 4, 9 20 April 2017 21 September 2018
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 4 29 June 2011 06 June 2014
Haitong International Research Limited 海通國際研究有限公司
RE 4 24 September 2010 17 February 2011