SFC Licences of CAO Hui 曹輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 9 17 April 2023
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 4 17 April 2023
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 RE 1 24 July 2017 21 September 2018
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 RE 9 20 April 2017 21 September 2018
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 RE 4 20 April 2017 21 September 2018
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 29 June 2011 06 June 2014
Haitong International Research Limited 海通國際研究有限公司 RE 4 24 September 2010 17 February 2011