SFC Licences of CHAN Shiu Yee 陳肇儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 05 June 2023 | |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 05 June 2023 | |
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 | RE | 1 | 05 June 2023 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 05 June 2023 | |
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 24 August 2018 | 08 August 2022 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 24 August 2018 | 08 August 2022 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 14 June 2018 | 10 July 2018 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 09 July 2010 | 10 July 2018 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 July 2010 | 10 July 2018 |