SFC Licences of AGARWAL Somesh Kumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 22 January 2024 | 26 January 2024 |
| UBS Securities Asia Limited | RE | 4 | 05 June 2023 | 08 June 2023 |
| UBS Securities Asia Limited | RE | 4 | 08 May 2023 | 11 May 2023 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 15 July 2010 | 18 January 2016 |