SFC Licences of LIU Si 劉斯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 5 | 12 November 2019 | |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 12 November 2019 | |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 10 February 2014 | 11 November 2015 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 10 February 2014 | 11 November 2015 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 5 | 24 February 2011 | 08 February 2014 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 24 February 2011 | 08 February 2014 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 12 July 2010 | 01 February 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 12 July 2010 | 01 February 2011 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 12 July 2010 | 01 February 2011 |