SFC Licences of FUKUDA Tadashi

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
GCI Asset Management, HK Limited	RE	9	27 December 2023
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	10 October 2022	03 August 2023
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	10 October 2022	03 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	10 October 2022	03 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	10 October 2022	03 August 2023
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	07 March 2022	29 August 2022
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	1	07 March 2022	29 August 2022
Millennium Capital Management (Hong Kong) Limited	RE	9	01 June 2020	31 January 2022
MCP Asset Management Company Limited	RE	9	02 January 2018	15 April 2020
MCP Asset Management Company Limited	RE	4	02 January 2018	15 April 2020
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	7	03 November 2014	06 October 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	03 November 2014	06 October 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	09 May 2014	17 May 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	19 July 2010	23 July 2010