SFC Licences of SHIH Jen Ming, Kenneth 石健明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 9 | 03 May 2022 | 23 January 2024 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 4 | 21 April 2022 | 23 January 2024 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 21 April 2022 | 23 January 2024 |
| Magnum Research Limited 弘量研究有限公司 | RE | 4 | 12 March 2019 | 13 October 2021 |
| Magnum Research Limited 弘量研究有限公司 | RE | 1 | 12 March 2019 | 13 October 2021 |
| HSBC Family Office Services Limited 滙豐家族財富策劃有限公司 | RE | 4 | 09 August 2010 | 31 December 2011 |