SFC Licences of WANG Jian 王健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司
RO 1 24 May 2022
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司
RE 1 20 January 2022 24 May 2022
Nerico Brothers Limited
RO 1 30 July 2021 01 December 2021
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司
RE 1 26 March 2020 06 April 2020
Kaisa Asset Management Limited 佳兆業資產管理有限公司
RE 4 26 March 2020 06 April 2020
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司
RE 1, 6 07 January 2019 23 July 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 14 November 2016 25 July 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 14 November 2016 25 July 2018
Sheng Yuan Securities Limited 盛源證券有限公司
RE 1 01 December 2015 12 October 2016
Zhongtai International Securities Limited 中泰國際證券有限公司
RE 1 31 March 2015 06 July 2015
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
RE 1 26 March 2012 20 November 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 7 14 September 2010 01 November 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1 16 July 2010 01 November 2011