SFC Licences of WANG Jian 王健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	1	24 May 2022	08 July 2023
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	20 January 2022	24 May 2022
Nerico Brothers Limited	RO	1	30 July 2021	01 December 2021
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RE	4	26 March 2020	06 April 2020
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司	RE	1	26 March 2020	06 April 2020
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	6	07 January 2019	23 July 2019
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	1	07 January 2019	23 July 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	14 November 2016	25 July 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	14 November 2016	25 July 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	6	14 November 2016	25 July 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	1	14 November 2016	25 July 2018
Sheng Yuan Securities Limited 盛源證券有限公司	RE	1	01 December 2015	12 October 2016
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	31 March 2015	06 July 2015
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司	RE	1	26 March 2012	20 November 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	14 September 2010	01 November 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	16 July 2010	01 November 2011