SFC Licences of LIN Hiu Yin Tammy 練曉燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 15 November 2018 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 November 2018 | |
Merrill Lynch Far East Limited | RE | 2 | 22 April 2013 | 09 October 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 April 2013 | 09 October 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 14 July 2010 | 28 April 2012 |