SFC Licences of FU Wang Kit 傅宏傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cathaysia Securities Limited 華夏證券有限公司 | RO | 4 | 01 June 2022 | 31 March 2023 |
Cathaysia Securities Limited 華夏證券有限公司 | RO | 1 | 01 June 2022 | 31 March 2023 |
Leeds Fund International Limited 競富基金國際有限公司 | RO | 4 | 16 March 2021 | 30 September 2021 |
Leeds Fund International Limited 競富基金國際有限公司 | RE | 9 | 16 March 2021 | 30 September 2021 |
Leeds Securities Investment Limited 競富證券金融有限公司 | RO | 1 | 06 October 2020 | 30 September 2021 |
Leeds Securities Investment Limited 競富證券金融有限公司 | RE | 1 | 10 September 2020 | 06 October 2020 |
Cathaysia Securities Limited 華夏證券有限公司 | RO | 1 | 29 November 2019 | 04 September 2020 |
Cathaysia Securities Limited 華夏證券有限公司 | RE | 1 | 11 September 2019 | 29 November 2019 |
Littlebee Securities Limited | RO | 1 | 04 March 2019 | 09 September 2019 |
Suncorp Securities Limited 新確證券有限公司 | RO | 1 | 29 December 2017 | 19 February 2019 |
Suncorp Securities Limited 新確證券有限公司 | RE | 1 | 27 November 2017 | 29 December 2017 |
Zhong Xiang Securities Limited 中享證券有限公司 | RO | 1 | 21 June 2017 | 30 October 2017 |
Chief Securities Limited 致富證券有限公司 | RE | 4 | 12 May 2016 | 11 June 2016 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 28 July 2015 | 11 June 2016 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 16 July 2010 | 11 June 2016 |