SFC Licences of YAN Dong 嚴冬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 05 October 2010 | 08 March 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 August 2010 | 08 March 2018 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 27 August 2010 | 16 December 2010 |