SFC Licences of LIU Jun 劉俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pinpoint Asset Management Limited 保銀資產管理有限公司 RE 9 25 November 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 10 April 2017 30 July 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 10 April 2017 30 July 2021
BOCI Research Limited 中銀國際研究有限公司 RE 4 15 August 2013 07 April 2017
ICBC International Research Limited 工銀國際證券研究有限公司 RE 4 09 December 2010 26 July 2013
Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 RE 4 13 August 2010 01 December 2010
Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 RE 1 13 August 2010 01 December 2010