SFC Licences of LIU Jun 劉俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 04 December 2023 | |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 | RE | 9 | 25 November 2021 | 29 September 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 10 April 2017 | 30 July 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 10 April 2017 | 30 July 2021 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 15 August 2013 | 07 April 2017 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 09 December 2010 | 26 July 2013 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RE | 4 | 13 August 2010 | 01 December 2010 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RE | 1 | 13 August 2010 | 01 December 2010 |