SFC Licences of FONG Ka Kiu 方家翹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Up Way Securities Limited 金榮証券有限公司 RO 4 18 January 2021 31 October 2022
Up Way Securities Limited 金榮証券有限公司 RO 1 18 January 2021 31 October 2022
Seazen Resources Securities Limited 新城晉峰證券有限公司 RO 1 28 February 2018 08 May 2020
Seazen Resources Futures Limited 新城晉峰期貨有限公司 RO 2 28 February 2018 08 May 2020
Seazen Resources Securities Limited 新城晉峰證券有限公司 RE 1 22 December 2017 28 February 2018
Seazen Resources Futures Limited 新城晉峰期貨有限公司 RE 2 22 December 2017 28 February 2018
CLC Futures Limited 創僑期貨有限公司 RO 5 01 November 2016 30 November 2017
CLC Futures Limited 創僑期貨有限公司 RO 2 01 November 2016 30 November 2017
CLC Securities Limited 創僑證券有限公司 RO 4 01 November 2016 30 November 2017
CLC Securities Limited 創僑證券有限公司 RO 1 01 November 2016 30 November 2017
CLC Futures Limited 創僑期貨有限公司 RE 2 18 December 2014 01 November 2016
CLC Securities Limited 創僑證券有限公司 RE 1 09 July 2014 01 November 2016
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 15 November 2012 19 June 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 15 November 2012 19 June 2014
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 24 August 2011 31 October 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 13 July 2010 13 August 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 13 July 2010 13 August 2011