SFC Licences of LEE Kai Ho 李啟浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 4 | 24 January 2024 | |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RO | 4 | 22 May 2020 | |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 08 May 2017 | 22 May 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 14 August 2015 | 26 April 2017 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 25 June 2015 | 22 July 2015 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RO | 4 | 13 January 2015 | 05 June 2015 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 12 July 2013 | 13 January 2015 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RE | 4 | 08 January 2013 | 29 June 2013 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 22 August 2011 | 29 June 2013 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 28 September 2010 | 29 June 2013 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 13 July 2010 | 29 June 2013 |