SFC Licences of WOO Kai Wing Ray 胡啟榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OP Investment Management Limited 東英投資管理有限公司 | RE | 9 | 30 November 2021 | |
| OP Investment Management Limited 東英投資管理有限公司 | RO | 1 | 19 November 2021 | |
| OP Investment Management Limited 東英投資管理有限公司 | RE | 1 | 11 November 2021 | 19 November 2021 |
| Silk Road International Capital Limited 絲路國際資本有限公司 | RO | 1 | 03 June 2020 | 22 October 2021 |
| Silk Road International Capital Limited 絲路國際資本有限公司 | RE | 1 | 31 March 2020 | 03 June 2020 |
| Zhongrong International Securities Company Limited 中融國際証券有限公司 | RO | 1 | 20 April 2017 | 20 December 2019 |
| Zhongrong International Futures Co., Limited 中融國際期貨有限公司 | RE | 2 | 20 April 2017 | 20 December 2019 |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 13 February 2017 | 20 February 2017 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 14 December 2016 | 13 February 2017 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 19 July 2010 | 14 June 2016 |