SFC Licences of ROGER Stephane Serge Claude
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hwabao WP Asset Management (Hong Kong) Co., Limited 華寶資產管理(香港)有限公司 | RO | 1 | 04 August 2017 | 23 August 2018 |
| Hwabao WP Asset Management (Hong Kong) Co., Limited 華寶資產管理(香港)有限公司 | RO | 9 | 11 April 2014 | 23 August 2018 |
| Hwabao WP Asset Management (Hong Kong) Co., Limited 華寶資產管理(香港)有限公司 | RO | 4 | 11 April 2014 | 23 August 2018 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 5 | 23 April 2012 | 08 April 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 4 | 23 April 2012 | 08 April 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 25 August 2011 | 08 April 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 9 | 07 October 2010 | 08 April 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 07 October 2010 | 08 April 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 9 | 13 September 2010 | 07 October 2010 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 13 September 2010 | 07 October 2010 |