SFC Licences of TANG Min 湯敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RE 9 04 May 2021 31 May 2023
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RE 4 04 May 2021 31 May 2023
Innovation Securities Co., Limited 鼎新證券有限公司 RE 1 04 May 2021 31 May 2023
Harvest Global Capital Investments Limited 嘉實國際投資有限公司 RE 9 29 January 2020 09 March 2021
Harvest Global Capital Investments Limited 嘉實國際投資有限公司 RE 4 29 January 2020 09 March 2021
Harvest Global Capital Investments Limited 嘉實國際投資有限公司 RE 1 21 November 2019 09 March 2021
Morgan Stanley Hong Kong Securities Limited RE 2 23 May 2011 10 January 2013
Morgan Stanley Hong Kong Securities Limited RE 1 23 May 2011 10 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 23 May 2011 10 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 23 May 2011 10 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 23 May 2011 10 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 23 May 2011 10 January 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 4 20 July 2010 18 March 2011