SFC Licences of CHAU Man Fai, Ricky 周文輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 RO 9 01 July 2022 29 September 2023
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 RO 4 01 July 2022 29 September 2023
Franklin Templeton Investments (Asia) Limited RO 4 29 September 2017 30 June 2022
Franklin Templeton Investments (Asia) Limited RO 9 17 November 2016 30 June 2022
Franklin Templeton Investments (Asia) Limited RE 9 08 April 2016 17 November 2016
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 RE 1 16 March 2016 31 March 2016
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 RE 9 06 August 2015 31 March 2016
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 RE 4 06 August 2015 31 March 2016
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 9 28 November 2012 06 July 2015
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 5 28 November 2012 06 July 2015
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 28 November 2012 06 July 2015
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 9 16 July 2010 19 April 2012
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 5 16 July 2010 19 April 2012
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 4 16 July 2010 19 April 2012
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 1 16 July 2010 19 April 2012
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 4 16 July 2010 19 April 2012
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 5 16 July 2010 19 April 2012
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 9 16 July 2010 19 April 2012
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 1 16 July 2010 19 April 2012