SFC Licences of CHAN Chin Kiu 陳展翹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 7 | 24 September 2020 | |
UBS Securities Hong Kong Limited | RE | 2 | 24 September 2020 | |
UBS Securities Hong Kong Limited | RE | 1 | 24 September 2020 | |
UBS Securities Asia Limited | RE | 2 | 24 September 2020 | |
UBS Securities Asia Limited | RE | 1 | 24 September 2020 | |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 07 June 2013 | 26 February 2015 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 20 July 2010 | 22 May 2013 |