SFC Licences of HO Wai Ping, Regina 何偉冰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 13 October 2020 | 31 October 2022 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 13 October 2020 | 31 October 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 13 October 2020 | 31 October 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 13 October 2020 | 31 October 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 02 October 2013 | 27 March 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 31 August 2010 | 14 September 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 July 2010 | 14 September 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 20 July 2010 | 14 September 2020 |