SFC Licences of PUN Tsz Sang 潘梓生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 3 | 23 October 2020 | 28 February 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 2 | 23 October 2020 | 28 February 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 04 March 2020 | 28 February 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 04 March 2020 | 23 October 2020 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 04 March 2020 | 23 October 2020 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 3 | 02 August 2011 | 30 April 2019 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 05 October 2010 | 15 February 2020 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 20 July 2010 | 08 September 2010 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 20 July 2010 | 08 September 2010 |