SFC Licences of CHAN Tak Ho 陳德豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 9 | 29 July 2016 | 06 September 2019 |
Adamas Asset Management (HK) Limited 安德思資產管理(香港)有限公司 | RE | 9 | 06 November 2014 | 01 May 2016 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 31 March 2011 | 29 June 2012 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 31 March 2011 | 29 June 2012 |
Merrill Lynch Far East Limited | RE | 2 | 31 August 2010 | 21 March 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 July 2010 | 21 March 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 20 July 2010 | 31 August 2010 |