SFC Licences of KOH Hui-Jian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RO | 4 | 02 February 2018 | 18 July 2018 |
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RO | 1 | 02 February 2018 | 18 July 2018 |
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 4 | 29 October 2012 | 02 February 2018 |
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 1 | 29 October 2012 | 02 February 2018 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 27 July 2010 | 01 February 2011 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 27 July 2010 | 01 February 2011 |