SFC Licences of LO Chi Yin 羅智言

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 04 May 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 3 24 February 2014 26 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 24 February 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 24 February 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 20 July 2010 29 January 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 20 July 2010 29 January 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 20 July 2010 29 January 2014