SFC Licences of WU Chih Lan 吳芝蘭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 02 July 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 02 July 2018 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 30 September 2013 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 04 April 2011 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 April 2011 | 02 October 2017 |
First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 1 | 09 August 2010 | 28 March 2011 |