SFC Licences of WU Chih Lan 吳芝蘭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017 02 July 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 02 July 2018
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 30 September 2013 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 04 April 2011 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 04 April 2011 02 October 2017
First Worldsec Securities Limited 第一金和昇證券有限公司 RE 1 09 August 2010 28 March 2011