SFC Licences of JAIN Ajay
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 2 | 20 March 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 1 | 20 March 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 05 June 2017 | 20 March 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 05 June 2017 | 20 March 2023 |
| Merrill Lynch Far East Limited | RE | 2 | 02 September 2010 | 03 March 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 26 July 2010 | 03 March 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 July 2010 | 03 March 2017 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 26 July 2010 | 02 September 2010 |