SFC Licences of SMITH Dominic Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RE | 1 | 30 November 2020 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 29 August 2017 | 04 January 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 July 2010 | 29 July 2015 |