SFC Licences of CHEN Chen 陳辰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 02 July 2019
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 02 July 2019
CMB International Securities Limited 招銀國際證券有限公司 RE 1 02 July 2019
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 4 01 December 2015 06 June 2019
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 RE 2 01 December 2015 06 June 2019
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 01 December 2015 06 June 2019
ASA Securities Limited 富國證券有限公司 RE 1 02 April 2013 30 October 2015
ASA Securities Limited 富國證券有限公司 RE 2 02 April 2013 30 October 2015
ASA Securities Limited 富國證券有限公司 RE 4 02 April 2013 30 October 2015
Huarong International Securities Limited 華融國際證券有限公司 RE 1 03 January 2011 25 June 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 2 03 January 2011 25 June 2012
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 27 July 2010 22 November 2010
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 27 July 2010 22 November 2010