SFC Licences of CHEN Chen 陳辰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMB International Securities Limited 招銀國際證券有限公司	RE	4	02 July 2019
CMB International Securities Limited 招銀國際證券有限公司	RE	1	02 July 2019
CMB International Futures Limited 招銀國際期貨有限公司	RE	2	02 July 2019
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司	RE	2	01 December 2015	06 June 2019
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	4	01 December 2015	06 June 2019
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	01 December 2015	06 June 2019
ASA Securities Limited 富國證券有限公司	RE	4	02 April 2013	30 October 2015
ASA Securities Limited 富國證券有限公司	RE	2	02 April 2013	30 October 2015
ASA Securities Limited 富國證券有限公司	RE	1	02 April 2013	30 October 2015
Huarong International Securities Limited 華融國際證券有限公司	RE	2	03 January 2011	25 June 2012
Huarong International Securities Limited 華融國際證券有限公司	RE	1	03 January 2011	25 June 2012
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司	RE	1	27 July 2010	22 November 2010
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司	RE	2	27 July 2010	22 November 2010