SFC Licences of SINGH Saurabh Devendra
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 16 December 2019 | 17 December 2019 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 02 July 2019 | 01 August 2019 |
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 21 June 2016 | 08 June 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 02 August 2010 | 27 June 2011 |