SFC Licences of CHAN Tung Wa 陳東華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 | RE | 9 | 12 December 2023 | |
| Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 12 December 2023 | |
| Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 12 December 2023 | |
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 9 | 12 March 2020 | 11 December 2023 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 4 | 12 March 2020 | 11 December 2023 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 1 | 12 March 2020 | 11 December 2023 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 12 March 2015 | 22 May 2015 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 26 October 2010 | 22 May 2015 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 29 July 2010 | 22 May 2015 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 29 July 2010 | 22 May 2015 |