SFC Licences of SIT Yiu Cho, Jeffrey 薛耀祖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RO 2 23 December 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RO 1, 4 23 December 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 5 27 February 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 4 27 February 2019 23 December 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 01 February 2019 23 December 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 01 February 2019 23 December 2020
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 08 March 2017 18 January 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 08 March 2017 18 January 2019
BOCI Securities Limited 中銀國際證券有限公司
RE 2 12 May 2011 27 January 2017
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 4 02 August 2010 27 January 2017