SFC Licences of SIT Yiu Cho, Jeffrey 薛耀祖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | 2 | 23 December 2020 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | 1, 4 | 23 December 2020 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RE | 5 | 27 February 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RE | 4 | 27 February 2019 | 23 December 2020 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RE | 1 | 01 February 2019 | 23 December 2020 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RE | 2 | 01 February 2019 | 23 December 2020 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 08 March 2017 | 18 January 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 08 March 2017 | 18 January 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE | 2 | 12 May 2011 | 27 January 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE | 1, 4 | 02 August 2010 | 27 January 2017 |