SFC Licences of AU Cheuk Hei 區焯睎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 27 December 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 27 December 2023
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 16 March 2022 24 November 2023
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 16 March 2022 24 November 2023
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 4 29 June 2017 07 April 2018
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 2 27 October 2016 07 April 2018
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 9 11 October 2016 07 April 2018
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 1 01 June 2016 07 April 2018
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 24 July 2014 23 October 2014
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 RE 9 04 November 2013 08 July 2014
Partners Capital Securities Limited 博大證券有限公司 RE 1 29 June 2011 08 July 2014
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 30 July 2010 11 March 2011
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 30 July 2010 11 March 2011