SFC Licences of JIANG Xiaoyan 蔣小燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 04 September 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 04 September 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 25 October 2013 04 September 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 25 October 2013 04 September 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 05 September 2011 19 April 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 29 July 2010 19 April 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 29 July 2010 19 April 2013