SFC Licences of KOHLI Sneha Shah
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 01 November 2023 | |
| SC Lowy Asset Management (HK) Limited | RE | 9 | 07 March 2023 | 14 July 2023 |
| SC Lowy Financial (HK) Limited | RE | 1 | 04 July 2019 | 14 July 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 August 2010 | 09 December 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 03 August 2010 | 09 December 2011 |