SFC Licences of SHE Chun Chi, Kenneth 佘雋知
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 14 May 2012 | 17 May 2014 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 14 May 2012 | 17 May 2014 |
Merrill Lynch Far East Limited | RE | 6 | 02 August 2010 | 11 January 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 August 2010 | 11 January 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 02 August 2010 | 11 January 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 August 2010 | 11 January 2012 |
Merrill Lynch Far East Limited | RE | 1 | 02 August 2010 | 11 January 2012 |
Merrill Lynch Far East Limited | RE | 4 | 02 August 2010 | 11 January 2012 |