SFC Licences of BUTLER Iain Allan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OTCex Hong Kong Limited | RE | 2 | 24 October 2012 | |
OTCex Hong Kong Limited | RE | 1 | 20 February 2012 | |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 04 April 2011 | 11 November 2011 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 04 April 2011 | 11 November 2011 |
Macquarie Asia Securities Limited | RE | 2 | 19 October 2010 | 02 March 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 03 August 2010 | 02 March 2011 |