SFC Licences of CHOW Shuk Yi Zoe 鄒淑宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pinerion Investment Advisory Limited 鼎安投資顧問有限公司 | RE | 4 | 18 November 2019 | 09 October 2020 |
| Pinerion Asset Management Limited 鼎安資產管理有限公司 | RE | 9 | 18 November 2019 | 09 October 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 August 2010 | 04 November 2016 |