SFC Licences of KONG Weipeng 孔維鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 RO 9 30 June 2021
Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 RO 4 30 June 2021
Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 RE 4 11 May 2021 30 June 2021
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 25 February 2020 26 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RO 4 25 February 2020 26 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 25 February 2020 26 February 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 19 December 2019 25 February 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 19 December 2019 25 February 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 19 December 2019 25 February 2020
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 23 February 2017 15 July 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RO 4 23 February 2017 15 July 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 09 May 2014 15 July 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 28 February 2014 23 February 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 27 June 2013 23 February 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 11 June 2013 09 May 2014
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 9 11 June 2013 24 December 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 4 11 June 2013 24 December 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RO 5 01 December 2010 11 June 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 5 01 December 2010 11 June 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RO 9 01 December 2010 15 May 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RO 4 01 December 2010 15 May 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 9 01 December 2010 15 May 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 4 01 December 2010 15 May 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 9 01 December 2010 15 May 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 4 01 December 2010 15 May 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 11 August 2010 01 December 2010
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 11 August 2010 01 December 2010
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 11 August 2010 01 December 2010
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 11 August 2010 01 December 2010
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 11 August 2010 01 December 2010
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 11 August 2010 01 December 2010
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 11 August 2010 01 December 2010
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 11 August 2010 01 December 2010