SFC Licences of JOHNSON James Samuel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 30 July 2014 | 13 January 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 06 August 2010 | 13 January 2017 |