SFC Licences of WANG Shuyi 王舒誼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 10 April 2012 | 25 July 2013 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 04 May 2011 | 25 July 2013 |
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 31 August 2010 | 19 April 2011 |