SFC Licences of LAW Wai Yu 羅偉瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 06 August 2010 | 05 April 2011 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 August 2010 | 05 April 2011 |