SFC Licences of NG Hui Yee, Ethel 吳煦宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Constance Capital Limited 弘雅資本有限公司 | RO | 9 | 28 July 2023 | 31 March 2024 |
| Constance Capital Limited 弘雅資本有限公司 | RO | 4 | 28 July 2023 | 31 March 2024 |
| Constance Capital Limited 弘雅資本有限公司 | RO | 1 | 28 July 2023 | 31 March 2024 |
| Constance Capital Limited 弘雅資本有限公司 | RE | 9 | 04 July 2023 | 28 July 2023 |
| Constance Capital Limited 弘雅資本有限公司 | RE | 4 | 04 July 2023 | 28 July 2023 |
| Constance Capital Limited 弘雅資本有限公司 | RE | 1 | 04 July 2023 | 28 July 2023 |
| STI Asset Management Limited | RO | 1 | 28 June 2019 | 27 May 2023 |
| STI Asset Management Limited | RO | 9 | 04 November 2016 | 27 May 2023 |
| STI Asset Management Limited | RE | 1 | 25 May 2016 | 28 June 2019 |
| First Fidelity Capital (International) Limited | RO | 4 | 02 February 2016 | 25 July 2016 |
| STI Asset Management Limited | RO | 4 | 23 September 2014 | 27 May 2023 |
| STI Asset Management Limited | RE | 9 | 03 September 2013 | 04 November 2016 |
| STI Asset Management Limited | RE | 4 | 03 September 2013 | 23 September 2014 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 16 August 2010 | 16 May 2013 |