SFC Licences of AUSTIN James Raymond
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 05 October 2010 | 02 July 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 September 2010 | 02 July 2019 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 06 September 2010 | 16 December 2010 |