SFC Licences of LIU Yannan 劉雁南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 4 16 August 2010 29 August 2011
Merrill Lynch Far East Limited RE 1 16 August 2010 29 August 2011
Merrill Lynch (Asia Pacific) Limited RE 6 16 August 2010 29 August 2011
Merrill Lynch (Asia Pacific) Limited RE 4 16 August 2010 29 August 2011
Merrill Lynch (Asia Pacific) Limited RE 1 16 August 2010 29 August 2011
Merrill Lynch Far East Limited RE 6 16 August 2010 29 August 2011