SFC Licences of DING Ding 丁丁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 08 September 2017 | 03 December 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 08 September 2017 | 03 December 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 08 September 2017 | 03 December 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 11 August 2016 | 09 May 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 11 August 2016 | 09 May 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 August 2016 | 09 May 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 13 August 2012 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 August 2012 | 21 January 2016 |
| UBS Securities Asia Limited | RE | 4 | 19 August 2010 | 07 February 2012 |