SFC Licences of MALY Sylvain Francois Gilbert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 01 February 2016 | 10 August 2022 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 01 February 2016 | 10 August 2022 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RO | 2 | 24 November 2015 | 29 July 2016 |
SG Asset Finance (Hong Kong) Limited | RO | 2 | 24 November 2015 | 29 April 2016 |
SG Asset Finance (Hong Kong) Limited | RO | 1 | 24 November 2015 | 29 April 2016 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 31 August 2015 | 24 November 2015 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 31 August 2015 | 24 November 2015 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 31 August 2015 | 24 November 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 14 December 2012 | 14 August 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 2 | 10 October 2012 | 14 August 2015 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 30 January 2012 | 30 November 2012 |
HSBC Futures (Singapore) Pte Ltd | RE | 2 | 10 August 2010 | 27 September 2011 |