SFC Licences of YUAN Jingna 袁菁娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldhorse Capital Management (HK) Limited | RO | 4 | 22 February 2024 | |
| Goldhorse Capital Management (HK) Limited | RO | 1 | 22 February 2024 | |
| Goldhorse Securities Limited 金馬證券有限公司 | RO | 4 | 28 January 2022 | |
| Goldhorse Securities Limited 金馬證券有限公司 | RO | 1 | 28 January 2022 | |
| Goldhorse Securities Limited 金馬證券有限公司 | RE | 4 | 20 August 2021 | 28 January 2022 |
| Goldhorse Securities Limited 金馬證券有限公司 | RE | 1 | 10 August 2021 | 28 January 2022 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 29 September 2015 | 16 July 2021 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 29 September 2015 | 16 July 2021 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 16 August 2010 | 08 January 2014 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 16 August 2010 | 08 January 2014 |