SFC Licences of LO Ho Tak 盧浩德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Avenue Family Office Limited 道信家族辦公室有限公司 RE 9 18 May 2020
Avenue Asset Management Limited 道信資產管理有限公司 RE 9 18 May 2020
Avenue Family Office Limited 道信家族辦公室有限公司 RE 4 18 May 2020
Avenue Asset Management Limited 道信資產管理有限公司 RE 4 18 May 2020
Avenue Family Office Limited 道信家族辦公室有限公司 RE 1 18 May 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 20 February 2017 08 May 2020
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 07 May 2015 08 May 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 07 May 2015 08 May 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 01 August 2014 24 April 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 01 August 2014 24 April 2015
Crosby Securities Limited 高誠證券有限公司 RE 9 06 March 2013 27 December 2013
Crosby Securities Limited 高誠證券有限公司 RE 4 06 March 2013 27 December 2013
Crosby Securities Limited 高誠證券有限公司 RE 1 06 March 2013 27 December 2013
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 RE 9 23 March 2012 28 September 2012
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 RE 4 13 February 2012 28 September 2012
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 27 September 2011 31 October 2011
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 27 September 2011 31 October 2011
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 11 August 2010 17 September 2011
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 11 August 2010 17 September 2011