SFC Licences of LAM Wai Kei, Denis 林煒淇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Capital Limited 南華融資有限公司 | RE | 6 | 28 March 2011 | 01 September 2011 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 28 March 2011 | 01 September 2011 |
| Merrill Lynch Far East Limited | RE | 2 | 03 January 2011 | 14 March 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 August 2010 | 14 March 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 12 August 2010 | 03 January 2011 |