SFC Licences of DING Nan 丁楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
PT Capital Partners Limited | RE | 1 | 01 February 2021 | 28 February 2023 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 6 | 09 August 2016 | 20 February 2017 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 4 | 09 August 2016 | 20 February 2017 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 1 | 27 June 2016 | 20 February 2017 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 05 February 2015 | 31 December 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 August 2010 | 31 December 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 13 August 2010 | 05 September 2013 |