SFC Licences of TANG Man Lei 鄧敏梨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Truth Capital (Hong Kong) Limited 大道資本(香港)有限公司 | RE | 9 | 30 November 2022 | |
Truth Capital (Hong Kong) Limited 大道資本(香港)有限公司 | RE | 4 | 30 November 2022 | |
Global Value Chain Investment Corporation Limited 全球價值鏈投資有限公司 | RE | 9 | 25 May 2022 | 31 October 2022 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 17 September 2019 | 08 August 2021 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 17 September 2019 | 08 August 2021 |
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 22 January 2013 | 08 September 2017 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 13 September 2010 | 08 September 2017 |